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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13G
(RULE 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )1
KVH Industries, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
482738 10 0
(CUSIP Number)
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CUSIP No. 482738 10 0 13G Page 2 of 6 Pages
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CUSIP No. 482738 10 0 13G Page 5 of 6 Pages
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1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Daniel Swarovski
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GRROUP (a)|_|
(b)|_|
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3
SEC USE ONLY
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4
CITIZENSHIP OR PLACE OF ORGANIZATION
Austria
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5
NUMBER OF SOLE VOTING POWER
SHARES 480,000
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
See Note A
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6
SHARED VOTING POWER
N/A
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7
SOLE DISPOSITIVE POWER
480,000
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8
SHARED DISPOSITIVE POWER
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9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
480,000
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10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
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11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.9%
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12
TYPE OF REPORTING PERSON *
IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
Note A:Information as to beneficial ownership is given as of December 31, 1996.
Item 1(a). Name of Issuer:
KVH Industries, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
110 Enterprise Center
Middletown, RI 02840
Item 2(a). Name of Persons Filing:
Daniel Swarovski
Item 2(b). Address of Principal Business Office or, If None, Residence:
Swarovskistrasse 18A
Wattens, Austria
Item 2(c). Citizenship:
Austria
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value per share
Item 2(e). CUSIP Number:
482738 10 0
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a: Not applicable.
(a) |_| Broker or dealer registered under Section 15 of the Act;
(b) |_| Bank as defined in Section 3(a)(6) of the Act;
(c) |_| Insurance Company as defined in Section 3(a)(19) of the Act,
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(d) |_|Investment Company registered under Section 8 of the Investment Company
Act;
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(e) |_| Investment Adviser registered under Section 203 of the Investment
Advisers Act of 1940;
(f) |_| Employee Benefit Plan, Pension Fund which is subject to the provisions
of the Employee Retirement Income Security Act of 1974 or Endowment Fund;
(g) |_| Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); (h) |_|
Group, in accordance with Rule 13d-1(b)(l)(ii)(H).
Item 4. Ownership. (See Note A)
(a) Amount beneficially owned:
480,000
(b) Percent of class:
6.9%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
480,000
(ii) Shared power to vote or to direct the vote
N/A
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(iii) Sole power to dispose or to direct the disposition of
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480,000 N/A
(iv) Shared power to dispose or to direct the disposition of
N/A
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
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CUSIP No. 482738 10 0 13G Page 6 of 6 Pages
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LIB_1 /0221472.01
SIGNATURE After reasonable inquiry and to the best of its knowledge and belief,
each of the undersigned certifies that the information set forth in this
statement with respect to it is true, complete and correct.
Date: February , 1997
/s/Daniel Swarovski
Daniel Swarovski
1 The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).